Regulatory Templates & Toolkits
Accelerate your compliance program development with our expert-built, fully customizable templates and procedural guides.
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Policy Document
Policy Document
Enterprise-Wide AML Policy
A board-approved AML policy framework aligned with FATF standards and major regulatory regimes.
- Risk Appetite Statement
- Governance Structure
- 3 Lines of Defense Model
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Checklist
Checklist
Enhanced Due Diligence (EDD) Checklist
Detailed checklist for documenting EDD on high-risk customers, including PEPs and complex structures.
- Source of Wealth/Funds
- Adverse Media Screening
- Risk Factor Analysis
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Program Guide
Program Guide
Sanctions Compliance Program
Complete program document for screening, alert handling, and reporting.
- Screening Configuration
- Alert Investigation Workflow
- OFAC/UN/EU Reporting
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SOP
SOP
SAR/STR Filing Procedure
Step-by-step SOP for identifying, escalating, and filing SARs/STRs with strong narrative guidance.
- Internal Escalation Matrix
- Narrative Best Practices
- 90-Day Follow-Up Process
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Methodology
Methodology
AML Risk Assessment Methodology
Structured approach for annual enterprise-wide AML risk assessments.
- Inherent Risk Scoring
- Control Effectiveness Testing
- Residual Risk Calculation
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Technical Guide
Technical Guide
Transaction Monitoring Scenario Library
Common and emerging-risk TM scenarios with example threshold logic.
- Structuring Scenarios
- TBML Red Flags
- Crypto-Specific Rules